About Nordnet
Nordnet was founded in 1996 with the purpose of democratizing saving and investing. We have grown to become the leading digital platform for saving and investing in the Nordics. Through innovation, simplicity and transparency, we challenge traditional structures and give private savers access to the same information, tools and service as professional investors.
About the role as Senior Compliance Officer at Nordnet Fonder
As Senior Compliance Officer you join an internationally fast-growing organization whose primary task is to manage approximately SEK 117 billion of our customers' savings and pensions. Nordnet Fonder operates in a fast-moving organization with high growth ambitions. We regularly launch complex and cross-border products. In this role you get significant individual responsibility and a central function where you combine strategic advice to the business, the board and the CEO with practical and operational control work. As Senior Compliance Officer at Nordnet Fonder AB, you are responsible for the compliance control function and monitor the company's anti-money laundering and counter-terrorist financing (AML/CTF) measures.
Your main responsibilities:
•Be responsible for and drive the independent compliance control function (second line) within Nordnet Fonder AB.
•Prepare an annual risk analysis and plan for the function's work, and report regularly (in writing and verbally) to the board and CEO.
•Act as the central function owner for AML/CTF and monitor the company's measures against money laundering and terrorist financing.
•Conduct regulatory monitoring and provide strategic and operational support in implementing new EU and Swedish regulations.
•Review and coordinate the review of internal governance documents and hold internal training sessions.
•Support business development and participate in the new product approval process (NPAP), e.g. for cross-border structures and fund launches.
•Act as primary point of contact with Finansinspektionen (the Swedish Financial Supervisory Authority).
About you
To succeed in the role, you have high integrity, a solution-oriented mindset and very good collaboration skills. You thrive in a dynamic environment where you easily move between strategic advice to the board and management and practical control work close to the business. You have a pragmatic approach and understand how to balance regulatory control with commercial support to the business.
Qualifications:
•Academic degree in law, economics or equivalent.
•7–10+ years of experience from the financial sector, a significant part of which as Compliance Officer/Senior Compliance Officer at a fund management company (UCITS/AIFM).
•Deep knowledge of regulations related to fund operations (LVF, FFFS 2013:9, SFDR/sustainability, DORA) as well as anti-money laundering regulations (AML/CTF).
•Documented experience of direct contact and reporting to the board, CEO and supervisory authorities.
•Swedsec license for management & control (or a plan to obtain it soon).
•Fluent in Swedish and English, both spoken and written.
•Good independent ability to plan, structure and prioritize your work.
What we offer
With us, you get the opportunity to work in a Nordic environment with a focus on innovation, product development and technology. We are accelerating, reinventing ourselves and building the best platform for saving and investing. Our ambitions are high and you will be part of a fast-paced and challenging journey with a great team of sharp and engaged colleagues. There is great development potential and opportunities to be part of the journey towards becoming the first choice among Nordic savers.
A culture is something that is created and taken care of every day by all employees. We are proud of ours. Our flat organization where everyone can reach out to anyone creates a warm and friendly atmosphere worth protecting. We believe in a culture where everyone's contribution counts and where everyone is seen. A culture built on our values – Passion, Simplicity and Transparency at all levels, regardless of who you are or what you do.
We are 1,000 employees in Stockholm, Oslo, Helsinki, Copenhagen and Frankfurt.
More information about Nordnet is available on our company site and in our "brand movie" This is Nordnet, which describes our identity. Also visit us at: www.nordnet.se, www.nordnet.no, www.nordnet.dk, www.nordnet.fi and www.nordnet.de.
Application
As selection is ongoing, we would like to receive your application as soon as possible. If you have questions, please contact Mathilda Hagerborg, Talent Acquisition Partner, at [email protected]
Please note that we only accept applications via our recruitment system. We also want to make you aware that Nordnet conducts credit checks, background checks and applies drug testing to candidates we intend to hire.
We look forward to your application!
