Compliance Senior Associate
Company: Ondo Finance
Ondo Finance builds institutional-grade, blockchain-enabled investment products and services with both a technology arm (DeFi tech) and an asset management arm that manages tokenized funds. The firm was the first to tokenize exposure to US Treasuries and is backed by leading investors; the team includes alumni from Goldman Sachs Digital Assets.
Responsibilities
•Assist with e-communication archiving reviews to ensure adherence to firm policies.
•Provide input on and help complete Due Diligence Questionnaires (DDQs) and RFPs.
•Complete weekly, monthly, and quarterly compliance checklists accurately and on time.
•Help maintain and update the Firm's compliance manual to reflect current policies and regulatory requirements.
•Assist in preparation of risk assessments, annual reviews, and vendor reviews.
•Support responses and documentation for regulatory inquiries, third-party examinations, and internal audits.
•Maintain governance around committees, including scheduling, preparing materials, and documenting meeting notes.
Requirements
•5+ years experience in KYC, AML, or compliance operations within financial services or fintech.
•Deep knowledge of AML/BSA regulatory requirements, risk-based customer due diligence, and OFAC sanctions compliance.
•Strong ability to analyze situations for compliance and business risk and implement effective mitigation solutions.
•Excellent organizational skills, strong attention to detail, and ability to manage multiple deadlines.
•Strong written and verbal communication skills; able to work cross-functionally and interact with regulators, auditors, and stakeholders.
•Preferred: 2+ years of prior financial services compliance experience within a Broker-Dealer (B/D) or Registered Investment Adviser (RIA).
Benefits
•Competitive compensation (salary, future token rights, and/or equity options)
•Full benefits (medical, vision, and dental)
•Flexible vacation policy (PTO)
•Remote-first team across many countries
•Work with experienced colleagues from top firms and leading crypto investors
