Hong Kong Exchanges and Clearing Limited (HKEX)

Associate / Assistant Vice President (Team Member) – IPO Vetting

In short

This role supports IPO application vetting and listing compliance work at HKEX, a capital markets and exchange operator. It involves drafting comment letters and reports to the Listing Committee, handling pre-IPO enquiries and policy matters, and providing legal or accounting support to the Listing Department. Candidates need at least 7 years' experience in law, accounting, corporate finance or investment banking (less experienced candidates considered for the Associate level), knowledge of Listing Rules and securities practices, and fluency in English, Chinese and Putonghua.

Company Introduction
We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.
HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Job Duties / Responsibilities
•Provide support to a team manager in processing IPO applications
•Draft comment letters and Department reports to Listing Committee
•Provide support for pre-IPO enquiries, IPO related policy matters and ad hoc projects as assigned by supervisor
•Provide accounting, legal or other professional support to the work of the Listing Department
Requirements
•Qualified lawyers/accountants with a minimum of 7 years working experience or university graduates of other relevant disciplines with at least 7 years working experience in law, accounting, corporate finance, investment banking or a related field
•Good experience that demonstrates knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices
•Strong interpersonal and presentation skills with knowledge of investigative techniques and procedures
•Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential
•Candidates with less experience or exposure will be considered as Associate
Worker Type: Permanent

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